Contact: Leslie J. Yerman msljy@lesliejyerman.com Emily Berlanstein eab2007@med.cornell.edu JAMA Article Looks at Data-Sharing in Clinical Trials for Heart Disease
Discussion of When and How to Share Data, and When to Suspend a Study Authored by Dr. Jeffrey Borer of NewYork-Presbyterian/Weill Cornell
NEW YORK (April 9, 2008) — How and when to share clinical trial data for heart
studies — including when to suspend a study — is vitally important to physician-
scientists and regulators as an increasing number clinical trials evaluate new
treatments. This issue is explored in the April 9 Journal of the American Medical
Association (JAMA) in a commentary article authored by Dr. Jeffrey S. Borer of
NewYork-Presbyterian Hospital/Weill Cornell Medical Center and Drs. David J.
Gordon and Nancy L. Geller — both of the National Heart, Lung and Blood
Treatment decisions are based on findings from scientific studies called clinical
trials that can sometimes involve many thousands of patients. Several of these
studies — such as those involving the drugs Avandia, Vytorin and, earlier, Vioxx
— have been the subject of recent controversies in the media.
Increasingly clinical trials are monitored by independent, external groups called
Data and Safety Monitoring Committees (DSMCs), charged with protecting the
safety of trial participants and preserving trial integrity and credibility. These
committees are the only groups that can know results of blinded trials (trials in
which participants and investigators are not aware of treatment assignments)
while the trials are ongoing. The proper function of DSMCs is subject to
discussion and debate. The JAMA article addresses one aspect of this debate.
“Several situations exist in which it is reasonable and appropriate for the DSMC
to share interim data from a blinded trial with operational study personnel and
sponsors. These situations might include the need for ‘mid-course corrections,’
when the number of outcome events — like deaths and heart attacks — is
substantially lower in the untreated group than was expected in a trial to reduce
such problems,” says Dr. Jeffrey S. Borer, article co-author and director of
Cardiovascular Pathophysiology and co-director of The Howard Gilman Institute
for Valvular Heart Diseases at NewYork-Presbyterian Hospital/Weill Cornell
Medical Center, and the Gladys and Roland Harriman Professor of
Cardiovascular Medicine at Weill Cornell Medical College.
“If this happens,” Dr. Borer continues, “the total number of patients slated to
participate in the trial may be inadequate to test the therapy’s effectiveness. In
this case, the DSMC might notify the sponsor and suggest an increase in the
number of subjects to be recruited into the study. However, the DSMC would not
tell the sponsor the number of events that had occurred in each treatment group.”
While sharing some data would be reasonable and appropriate in several other
situations, Dr. Borer stresses that “the DSMC should share patient treatment
assignments related to interim outcome/event data with the sponsor in only one
situation — when recommending premature termination of the study.”
Reasons the DSMCs recommend termination include:
• The committee perceives a rising toll of adverse events that appears to
outweigh any possible benefit from the treatment.
• No evidence of benefit is apparent and statistical analysis suggests that
continuation is highly unlikely to produce such benefit (called “futility analysis”).
• Evidence of benefit is so overwhelming and important (example: reduction
in death rate) and risks sufficiently low, that the benefit/risk relation is highly likely to be maintained if the trial continued to its planned conclusion. It would be unethical to withhold the good treatment, not only from all trial participants, but also from other members of society who might benefit. According to the authors, this decision must be undertaken with great caution because of the well-known variability of results over time, even in large trials.
The article notes that while there are differences in data-sharing procedures
between industry-sponsored and government-sponsored trials, all sponsors
“own” their data, and can demand unblinded information even if this is
The authors recommend that before doing so, the sponsor should consider the
long-term consequences of such action, which can affect regulatory acceptability,
future analyses and publication of the data.
“In such settings, if the DSMC is concerned that trial credibility or validity will be
compromised by the release of interim data, there are few avenues open to the
committee except formal protest or resignation,” says Dr. Borer, since no legally
constituted regulatory body has provided relevant guidance or regulation to deal
The authors note that discussion and debate will continue regarding the
appropriate sharing of interim data as society increasingly depends on clinical
trials for advancing medical treatments.
The article is based on presentations by the authors and subsequent discussion
held during the Ninth Cardiovascular Clinical Trialists (CVCT) Workshop in Paris,
The Howard Gilman Institute for Valvular Heart Diseases at Weill Cornell Medical
College helps cardiologists, cardiothoracic surgeons and other physicians take
advantage of the most current concepts in the evaluation and treatment of heart
valve diseases, and provides state-of-the-art patient care. The Institute’s co-
directors, Dr. Jeffrey S. Borer and Dr. O. Wayne Isom, are leaders in their fields and
direct a team of clinical cardiologists, surgeons and research scientists who are at
the cutting-edge of this emerging public health concern. For more information, visit
NewYork-Presbyterian Hospital/Weill Cornell Medical Center
NewYork-Presbyterian Hospital/Weill Cornell Medical Center, located in New York
City, is one of the leading academic medical centers in the world, comprising the
teaching hospital NewYork-Presbyterian and Weill Cornell Medical College, the
medical school of Cornell University. NewYork-Presbyterian/Weill Cornell provides
state-of-the-art inpatient, ambulatory and preventive care in all areas of medicine,
and is committed to excellence in patient care, education, research and community
service. Weill Cornell physician-scientists have been responsible for many medical
advances — from the development of the Pap test for cervical cancer to the
synthesis of penicillin, the first successful embryo-biopsy pregnancy and birth in the
U.S., the first clinical trial for gene therapy for Parkinson’s disease, the first indication
of bone marrow’s critical role in tumor growth, and, most recently, the world’s first
successful use of deep brain stimulation to treat a minimally-conscious brain-injured
patient. NewYork-Presbyterian, which is ranked sixth on the U.S.News & World
Report list of top hospitals, also comprises NewYork-Presbyterian Hospital/Columbia
University Medical Center, Morgan Stanley Children’s Hospital of NewYork-
Presbyterian, NewYork-Presbyterian Hospital/Westchester Division and NewYork-
Presbyterian Hospital/The Allen Pavilion. Weill Cornell Medical College is the first
U.S. medical college to offer a medical degree overseas and maintains a strong
global presence in Austria, Brazil, Haiti, Tanzania, Turkey and Qatar. For more
information, visit www.nyp.org and www.med.cornell.edu.
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