The effect of budesonide mouthwash on oral chronic graft versus host disease
American Journal of Hematology 82:349–356 (2007)
The Effect of Budesonide Mouthwash on Oral Chronic
Ismail Sari,1* Fevzi Altuntas,1 I˙smail Kocyigit,2 Yildiray Sisman,3 Bulent Eser,1 Aydin Unal,2
Turgay Fen,4 Ayten Ferahbas,5 Ahmet Ozturk,6 Ali Unal,1 and Mustafa Cetin1
1 Department of Hematology, Faculty of Medicine, M.K. Dedeman Oncology Hospital, Erciyes University,
Cappadoccia Transplant Center, Kayseri, Turkey
2 Department of Internal Medicine, Faculty of Medicine, Erciyes University, Kayseri, Turkey
3 Department of Oral Diagnosis and Radiology, Dental Faculty, Erciyes University, Kayseri, Turkey4 Department of Hematology, Ankara Oncology Research and Education Hospital, Ankara, Turkey
5 Department of Dermatology, Faculty of Medicine, Erciyes University, Kayseri, Turkey
6 Department of Biostatistics, Faculty of Medicine, Erciyes University, Kayseri, Turkey
Oral chronic graft versus host disease (cGVHD) is common and a major cause of morbidityand loss of quality of life in long term survivors. Cyclosporine with prednisone remains thefirst line therapy for oral manifestations of cGVHD. However, even with routine administra-tion of systemic agents, many patients with oral manifestations of cGVHD do not have reso-lution of their disease and may benefit from incorporation of local therapy. Budesonide is ahighly potent steroid which has minimal systemic side effects and being used for oralcGVHD. We designed a retrospective study to compare treatment results of patients withoral cGVHD who received topical budesonide in addition to systemic therapy that consistsof combined prednisone and cyclosporine (Group A, n = 12), with the treatment results ofpatients who were administered the same systemic therapy alone (Group B, n = 11) to deter-mine whether budesonide mouthwash had any advantage on response rates. Three mg topi-cal budesonide/10 ml saline was used 3–4 times a day for up to 6 months in group A. Diag-nosis, clinical staging, and treatment response scoring for cGVHD were performed accord-ing to National Institutes of Health (NIH) consensus criteria. At the baseline examination,there were no statistically significant differences in terms of median oral cGVHD examina-tion scores between two groups. After treatment, there was statistically significant decreasein median oral cGVHD examination scores compared to baseline (P < 0.001 and 0.021), andsignificant differences were found between two groups (P < 0.032). Overall response ratewas 83% and 36% for group A and B, respectively (P = 0.036). However, no statistically sig-nificant differences were found between median pain scores of two groups before and aftertreatment (P = 0.740 and P = 0.091). No major systemic side effects and oral candidiasiswere observed in two groups of patients. We concluded that topical budesonide might beadded to systemic therapy to obtain better response rates in patients with oral cGHVD. Am. J. Hematol. 82:349–356, 2007.
Key words: budesonide; oral chronic graft versus host disease; stem cell transplantation
*Correspondence to: Ismail Sari, M.D., Erciyes University,
Chronic graft-versus-host disease (cGVHD) is a
Faculty of Medicine, M.K. Dedeman Oncology Hospital,
lethal and common long-term complication of
Department of Hematology, Cappadoccia Transplant Center,
allogeneic hematopoietic stem cell transplantation
38039, Kayseri/Turkey. E-mail: hisari@erciyes.edu.tr
(HSCT). The syndrome has many features resem-bling autoimmune and other immunologic disorders
Received for publication 26 January 2006; Accepted 28 August 2006
such as scleroderma, Sjo¨gren syndrome, primary bil-
Published online 15 November 2006 in Wiley InterScience (www.
iary cirrhosis, wasting syndrome, bronchiolitis oblit-
erans, immune cytopenias, and chronic immunodefi-
ciency. Although the pathophysiology of cGVHD is
not understood completely, it is believed to be pri-
marily mediated by T cells recognizing tissue anti-gens of the recipient [1].
Between January 1999 and February 2006, 23 pa-
Staging of cGVHD has been limited by the dearth
tients with hematologic malignancies who underwent
of high-quality studies. The original designation of
allogeneic peripheral blood stem cell transplantation
‘‘limited’’ and ‘‘extensive’’ cGVHD was established
from HLA-matched sibling donors and had chronic
based on a small retrospective study [2] that has lim-
graft versus host disease (cGVHD) including oral
ited utility. Efforts to enhance prognostic accuracy
manifestations were treated with either oral budeso-
have resulted in improvements in grading, but those
nide rinse in addition to combined prednisone plus
systems have not adopted wide acceptance [3,4].
cyclosporine or the same systemic therapy alone
Recently, the National Institutes of Health (NIH)
(Group A; n ¼ 12), (Group B; n ¼ 11). Different
have proposed a new consensus statement to im-
conditioning regimens were used in the patients:
prove the accuracy of diagnosis, staging, and treat-
BuCy2 [16 mg/kg oral busulphan plus 120 mg/kg
cyclophosphamide], IV Bu+Cy2 [12.8 mg/kg intra-
Oral GVHD can occur in 25–70% of patients, de-
venous (IV) busulphan plus 120 mg/kg cyclophos-
spite GVHD prophylaxis consisting of immunosup-
phamide], IV Bu-Flu [6.4 mg/kg intravenous busul-phan plus 125 mg/m2 fludarabine], po Bu-Flu [8
pressives such as, methotrexate, cyclosporine, and
mg/kg intravenous busulphan plus 125 mg/m2
corticosteroids [5,6]. The oral findings of cGVHD
fludarabine], and Flu-Cy [125 mg/m2 fludarabine
include white plaques which resemble oral lichen
plus 120 mg/kg cyclophosphamide]. Cyclosporine
planus, mucosal atrophy, erythema, and ulcers [7].
and short-term methotrexate were used for GVHD
Involvement of the salivary glands may cause dry-
ness of the oral mucosa and oral pain may be thefirst presenting symptom [8]. First-line therapy is
mostly systemic in nature, consisting of cyclosporinand steroids. The most common salvage treatments
This study was a cohort analysis examining oral
for cGVHD are thalidomide, tacrolimus, mycophe-
cGVHD outcomes and comparing treatment results
nolate mofetil, T cell depletion by Campath-1, and
of two groups. Two cohorts of patients were eval-
uated prospectively after allogeneic hematopoietic
Oral manifestations of cGVHD can significantly
stem cell transplantation (HSCT) in terms of oral
affect the life quality of patients through discomfort
GVHD as a part of routine examination, but the
and impairment of the oral intake leading to malnu-
associated outcomes were assessed retrospectively.
trition and increased morbidity [10]. It is often re-
Before the analysis, the data of our transplant cen-
fractory to conventional treatment and therefore
ter regarding the diagnosis, staging, and treatment
complementary topical treatment is required. Several
response scoring of cGVHD were adapted according
agents are currently used for local treatments such
to new criteria recommended by NIH consensus
[17,18]. Oral cGVHD was assessed twice weekly by
agents, thalidomide, retinoids, and phototherapy for
a specialist from the Oral Diagnosis and Radiology
Department of the Dental Faculty of Erciyes Uni-
Budesonide is a highly potent steroid, indicated
versity as a part of routine clinical care.
for the treatment of asthma and gastrointestinaldisorders because of a very low bioavailability
when absorbed through mucosal surfaces that mini-
cGVHD was defined as at least one diagnostic or
mizes systemic side effects [15,16]. Current knowl-
distinctive manifestation of cGVHD confirmed by
edge regarding the effect of topical budesonide
pertinent biopsy. Infections and other causes related
treatment in oral cGVHD is not sufficient. There-
with differential diagnosis of cGVHD have been
fore, we designed a retrospective study according
excluded by routine diagnostic methods such as
to NIH consensus criteria comparing the treatment
results of patients with oral cGVHD who received
Oral cGVHD was defined as presence of one of
topical budesonide plus systemic therapy consisting
the diagnostic or distinctive features of oral cGVHD
of prednisone and cyclosporine with the treatment
such as lichen planus-like changes, hyperkeratotic
results of patients who were administered the same
plaques, mucoceles, mucosal atrophy, pseudomem-
systemic therapy alone to determine whether bude-
branes, or ulcers. Infectious pathogens such as yeast
sonide mouthwash had any advantage on response
or herpes virus have been excluded by the cultures
and the serological tests that were performed during
American Journal of Hematology DOI 10.1002/ajh
TABLE I. Scoring System for Oral CGVHD Recommended by NIH Consensus [18]
routine oral examination. All biopsies were taken
Budesonide mouthwash. Oral budesonide rinse
from extraoral sites of the patients for the diagnosis
was given to the patients in group A during systemic
therapy to provide better local control of oralcGVHD. The 3-mg coated capsule form of the med-
ication was selected for administration. Patients
Each organ or sites were scored according to a
were instructed to crush the budesonide capsule, dis-
four point scale (0–3), with 0 representing no in-
solve it in 10 ml of water, and rinse for 15 min three
volvement and 3 reflecting severe impairment.
or four times daily, then expectorate the solution. During the treatment, oral candidiasis was assessed
clinically and cultures were taken accordingly.
For oral cGVHD, the definitions of the baseline
clinical scores were as follows: Score 0, no symp-
toms; Score 1, mild symptoms with disease signs but
not limiting oral intake significantly; Score 2, mod-
using the newly proposed modification of the Schu-
erate symptoms with disease signs with partial limi-
bert Oral Mucositis Rating Scale that scores oral
tation of oral intake; Score 3, severe symptoms with
surfaces from 0 to 15, with higher scores indicating
disease signs with major limitation of oral intake.
more severe involvement. Four cGVHD manifesta-
tions were assessed for all areas (lips, labial mucosa,tongue, and soft palate) in the mouth: (1) mucosal
The terms ‘‘mild,’’ ‘‘moderate,’’ and ‘‘severe’’ were
erythema (0–3) grading based on the color intensity;
used for the global scoring of cGVHD at the initial
(2) lichen-type hyperkeratosis (percent of oral sur-
diagnosis. Mild cGVHD was defined as involvement
face area); (3) ulcerations (percent of oral surface
of only one or two organs or sites with no clinically
area); and (4) presence of mucoceles (total number).
significant functional impairment (maximum score
Severity of mucosal changes was determined relative
of 1 in all affected organs or sites). Involvement of
to entire mouth as ‘‘none,’’ ‘‘mild,’’ ‘‘moderate,’’ and
at least one organ or site with clinically significant
‘‘severe.’’ Oral cGVHD scoring system was summa-
but no major disability (maximum score of 2 in any
affected organ or site) or involvement of three ormore organs or sites with no clinically significantfunctional impairment (maximum score of 1 in all
affected organs or sites) were considered as moder-
Complete response (CR) was defined as resolution
ate cGVHD. Finally, severe cGVHD was described
of all manifestations related to oral cGVHD in the
as major disability caused by cGVHD (score of 3 in
mouth. Partial response (PR) was defined as at least
50% improvement in the oral mucositis scale. Stabledisease (SD) was defined as no change in cGVHD.
Finally, progression of oral cGVHD was defined as
Systemic therapy. Combination of prednisone (2 mg/
the absolute increase of at least 25% in the scale.
kg/day, po or IV) and cyclosporine (6 mg/kg/day,po or 3 mg/kg/day, IV) were administered for initial
therapy to all patients in group A and B havingmoderate or severe cGVHD. The doses were adjusted
The severity of pain was evaluated by using a
according to the treatment responses of cGVHD
visual analog scale (VAS) from 0 (no pain) to 10 (the
most severe pain). This method of measuring pain
American Journal of Hematology DOI 10.1002/ajh
TABLE II. General Characteristics of the Patients in Group A and B
performed by the Mann and Whitney U-test. Com-parisons of treatment response rates between two
groups were accomplished by the x2 test. The
Fisher’s exact test was used instead of the x2 test
when any of the cells in a cross-tabulation contained
sidered to indicate statistical significance.
General characteristics of total 23 patients in
group A (12 patients) and group B (11 patients)
were given in Table II. The median age of the
patients were 29 (range, 23–57 years) and 36 (range,
23–52 years) for group A and B, respectively. In
group A, 6 patients had acute myelogenous leuke-
Clinical oral cGVHD score at baseline (number)
mia (AML), 3 had acute lymphoblastic leukemia
(ALL), 2 had chronic myeloid leukemia (CML), and
1 had Hodgkin’s disease (HD). In group B, 3
patients had AML, 1 had ALL, 1 had MDS, 4 had
Extraoral cGVHD involvement sites (number)
CML, 1 had NHL, and 1 had myelofibrosis (MF). In
group A, the conditioning regimens consisted of IV
Bu+Cy2 in eight cases, BuCy2 in three cases, and
IV Bu-Flu in the remaining one case. In group B,
Clinical global cGVHD score at baseline (number)
the conditioning regimens consisted of IV Bu+Cy2
in eight cases, IV Bu-Flu in two cases, Bu-Flu in
one case, and Flu-Cy in the remaining three cases.
Severe oral cGVHD was present in 4 and 3 patients
for group A and B, respectively. Most frequent
extraoral site with cGVHD involvement was skin
for the patients of both groups (10 of 12 in group A
HSCT, hematopoietic stem cell transplantation; cGVHD, chronic graft
and 11 of 11 in group B). Other extraoral sites with
versus host disease; AML, acute myeloid leukemia; ALL, acute lympho-
cGVHD involvement were eyes, gastrointestinal
blastic leukemia; MDS, myelodisplastic syndrome; CML, chronic mye-
tract, and liver. No pulmonary involvement was
loid leukemia; NHL, non-Hodgkin lymphoma; HD, Hodgkin’s disease;MF, myelofibrosis; IV Bu+Cy2, IV busulphan plus cyclophosphamide;
observed in the patients. Global CGVHD scores
BuCy2, po busulphan plus cyclophosphamide; IV Bu-Flu, IV busulphan
was severe in 10 patients in group A and in 7
plus fludarabine; Bu-Flu, po busulphan plus fludarabine; Flu-Cy, fludara-
patients in group B. The median time elapsed from
the HSCT up to the enrollment in this study was8.5 months (range, 6–32 months) and 7 months(range, 4–24 months) for the patients in group A
was chosen because it is simple, specific, and reliable
for comparing patients’ changes within themselves.
Median follow-up period of the patients in group
A receiving systemic therapy plus budesonide rinsewas 108 days (range, 84–280 days). Budesonide
mouthwash was initiated at a median of 68.5 days
The statistical evaluations were conducted by a
(range, 46–90 days) to obtain higher response rates
computer program (SPSS version 13.0, SPSS, Chi-
in this group. Median duration of budesonide treat-
cago, IL). For both groups the median values of the
ment was 50 days (range 20–190 days). In group B,
oral CGVHD examination scores and pain scores
median follow-up period of the patients receiving
were calculated. The Wilcoxon signed ranks test was
systemic therapy alone was 120 days (range, 100–
used to compare the data before and after treatment
210). General characteristics of the patients were
for each group. Comparisons between treatment
not significantly different in two groups (P > 0.05)
groups at baseline and posttreatment period were
American Journal of Hematology DOI 10.1002/ajh
TABLE III. Oral cGVHD Examination Scores and Treatment Responses Before and After Treatment for the Patients in Group A
After systemic therapy with budesonide mouthwash
PR, partial remission; CR, complete remission; SD, stabil disease; Prog, progression.
TABLE IV. Oral cGVHD Examination Scores and Treatment Responses Before and After Treatment for the Patients in Group B
PR, partial remission; CR, complete remission; SD, stable disease; Prog, progression.
1 progression was observed in this group (Table IV).
Overall response rate was 83% and 36% for group
Erythema and ulcers were major manifestations
A and B, respectively (P ¼ 0.036) (Table VI).
for both groups (Tables III and IV). Before treat-
ment, median oral cGVHD examination scores were9 (range, 4–11) and 8 (range, 4–12) for group A and
Before treatment, median pain scores were 5.5
B, respectively. At the baseline examination, there
(range, 3–9) and 5 (range, 3–9) for the patients in
were no statistically significant differences in terms
group A and B, respectively. After treatment, there
of median examination scores between two groups.
was statistically significant decrease in median pain
After treatment, there was statistically significant
scores compared to before treatment (P < 0.001 and
decrease in median examination scores compared
0.006). However, no statistically significant differen-
to baseline (P < 0.001 and 0.021), and significant
ces were found between two groups before and after
differences were found between two groups (P <
treatment (P ¼ 0.740 and P ¼ 0.091) (Table VII).
In group A, 3 patients achieved CR and 7 PR at
a median of 110 days (range, 92–125 days) and
Major systemic side effects and oral candidiasis
100 days (range, 84–180 days), respectively. Two
were not observed in two group of patients treated
patients had SD, and no progression was observed
with budesonide mouthwash plus systemic therapy
(Table III). In group B, 1 patient achieved CR and
or systemic therapy alone. One patient causing
3 patients achieved PR at a median of 117.5 days
termination of the budesonide treatment in early
(range, 100–148 days). Six patients had SD, and
period complained about a local oral burning sensa-
American Journal of Hematology DOI 10.1002/ajh
TABLE V. Median Oral cGVHD Examination Scores of the Patients
TABLE VII. Median Pain Scores of the Patients in Group A and B
in Group A and B at Baseline and Post-treatment Period
P*-value, significance of differences within (Wilcoxon signed ranks test)
P*-value, significance of differences within (Wilcoxon signed ranks test)
the groups. Pg-value, significance of differences between (Mann and
the groups. Pg-value, significance of differences between (Mann and
TABLE VI. The Comparison of Treatment Response Rates ofGroup A and B
presented as a separate outcome measure. Othersystemic treatments such as sirolimus, mycopheno-
late mofetil (MMF), extracorporeal photopheresis,
hydroxychloroquine, clofazimine, thalidomide, pen-
tostatin, and methotrexate have been used for
cGHVD [25–32]. The response rates with these drugswidely vary from one study to another (24–67%). Inthe present study, combined cyclosporine-A andprednisone were used for systemic therapy, and the
tion in group A. During the topical treatment, oral
overall response rate in oral cavity disease was 36%
herpes-simplex virus infection was seen in one
in the patients being administered systemic therapy
patient who was treated with direct appropriate
Even with routine administration of systemic
agents, many patients with oral manifestations of
cGVHD do not have resolution of their disease and
Oral cGVHD is common and a major cause of
may benefit from incorporation of local therapy.
morbidity and loss of quality of life in long term
Topical treatments offer a means to intensify ther-
survivors [10,19]. In a randomized trial of PBSC
apy to one area of the body while sparing the host
versus BMSC transplants, oral mucosal changes
further systemic immunosuppression. Despite this
were the most common manifestation of cGVHD in
advantage, few controlled trials have examined the
BMSC recipients and the second most common in
efficacy of topical treatments for oral mucosal
PBSC transplants. Overall incidence was around
GVHD. Wolff et al. [33] compared topical dexa-
85% [20]. Furthermore, in many patients severity of
methasone rinse (0.1 mg/cc) to ultraviolet light therapy
oral manifestations of cGHVD does not correlate
after psoralen administration (PUVA). There were
16 patients in the dexamethasone arm with 9 re-
Systemic immunosuppressive therapy is indicated
sponding completely and 2 partially. In the same
for severe cGHVD. Because most patients with oral
study, complete response was achieved in 4 out of 7
cGVHD have a severe form of the disease, systemic
patients and partial in 2 in PUVA arm. Epstein
therapy is generally administered. The great disad-
et al. [11] investigated the effect of cyclosporine rinse
vantage of systemic immunosupression is significant
on a group of 11 patients with oral cGVHD who
side-effects such as diabetes mellitus, renal insuffi-
previously failed in the therapies with topical dexa-
ciency, osteoporosis, and increased frequency of op-
methasone and topical cyclosporine 100 mg/ml as a
rinse. The objective clinical response rate was 45%
Cyclosporine with prednisone remains the first
after 1 month of treatment. Another small trial of
line therapy for severe and moderate cGVHD [21].
cyclosporine in adhesive base applied 4 times a day
However, little is known about the effects of systemi-
in 4 cGVHD patients by the same authors reported
cally administered cyclosporine and prednisone on
75% objective response rate [34]. In a small open-
the oral component of cGVHD. There are several
label study, topical azathioprine rinse and gel have
studies evaluating the effect of cyclosporine and
been evaluated in the patients who had resistant oral
prednisone in patients with cGVHD [22–24]. How-
cGVHD. The mean response to topical azathioprine
ever, survival was the primary outcome measure in
was 60%, with mean duration of the treatment
these studies and the effect on oral cGHVD was not
of 16.7 weeks [35]. Recently, Eckardt et al. have
American Journal of Hematology DOI 10.1002/ajh
reported good responses by topical tacrolimus in 10
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